We’re hiring an ASO, who is motivated and will provide outstanding customer experience. This position is responsible for completing a wide variety of compliance and assigned supervisory tasks with respect to the agency’s securities business through MML, Investors Services, LLC. (“MMLIS”).

Qualifications and Requirements:

• Strong ability to identify efforts that will improve firm efficiency.
• Management or supervisor experience
• Exceptional communication skills
• Series 7 and 24, and 53 within 3 months of hire
• BA/BS degree (JD or CPA a plus)
• 2 years or more experience in securities or life insurance industry, preferably in compliance or audit area

Job Type: Full-time

Benefits:

• 401(k)
• 401(k) matching
• Dental insurance
• Health insurance
• Life insurance
• Paid time off
• Professional development assistance
• Vision insurance

Schedule:

• 8 hour shift

Ability to commute/relocate:

• Buffalo, NY 14226: Reliably commute or planning to relocate before starting work (Required)

License/Certification:

• Series 7, Series 24 & Series 53 (Required)

Work Location: In person